ComplianceMAX Financial Corp.
Suite 120
San Diego, CA 92131
Software helps small firms achieve regulatory compliance.
Web-based Small Business Compliance(TM) platform is built around centralized web portal of Resources(TM) compliance program, and adds engine through which compliance officers can administer unlimited Firm Element Training and Compliance Disclosures, such as outside business activities and personal investment accounts. Program automates supervision with workflow tool for submitting, reviewing, and...
Read More »Software helps small firms achieve regulatory compliance.
Web-based Small Business Compliance(TM) platform is built around centralized web portal of Resources(TM) compliance program, and adds engine through which compliance officers can administer unlimited Firm Element Training and Compliance Disclosures, such as outside business activities and personal investment accounts. Program automates supervision with workflow tool for submitting, reviewing, and...
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